SEC Rule 606 Quarterly Report

SEC-Required Report on Routing of Customer Orders

SEC Rule 606 Report Request Form
 
In order for us to process your request, we require a few pieces of information.
( * Indicates Required Field )
 
  Your Contact Information:
* Name:
* Email:
Phone:
Fax:
 
  Request Report Information:
* Order routing history for:
* Account #
 
  Date Range:
Start:  End:  Symbol: 
Please contact me as soon as possible regarding this matter.