WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    1                                        PAGE    18.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
NOTE:  BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES
       LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATION

       OR PAYMENT FOR ORDER FLOW ARRANGEMENTS

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017

SECURITIES LISTED ON THE NEW YORK STOCK EXCHANGE
SUMMARY STATISTICS :
 NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS               100.00%
 MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                  77.04%
 LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   17.75%

 OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                    5.21%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
  1. KCG Americas LLC                                                      48.21%
  2. Citadel Securities LLC                                                32.88%
  3. G1 Execution Services, LLC                                             4.06%
  4. Two Sigma Securities, LLC                                              3.22%
  5. National Financial Services LLC                                        2.09%
  6. UBS Securities, LLC                                                    1.77%
  7. BATS BZX Exchange                                                      1.77%
  8. Instinet LLC                                                           1.44%
  9. EDGX Exchange, Inc.                                                    1.31%
 10. BATS BYX Exchange                                                      1.02%
INFORMATION CONCERNING SIGNIFICANT VENUES :
  1. KCG Americas LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  48.20%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  53.03%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  31.82%
  2. Citadel Securities LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  35.52%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  20.10%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  37.41%
  3. G1 Execution Services, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   4.70%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   2.46%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  4. Two Sigma Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   3.97%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.92%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    2                                        PAGE    19.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017
  5. National Financial Services LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.43%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.10%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   3.85%
  6. UBS Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.95%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   4.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   6.29%
  7. BATS BZX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   9.13%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   2.80%
  8. Instinet LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.80%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.05%
  9. EDGX Exchange, Inc.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   6.87%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.75%
 10. BATS BYX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.28%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.21%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    3                                        PAGE    20.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017

SECURITIES LISTED ON THE NASDAQ STOCK MARKET
SUMMARY STATISTICS :
 NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS               100.00%
 MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                  70.30%
 LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   22.47%

 OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                    7.24%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
  1. KCG Americas LLC                                                      49.05%
  2. Citadel Securities LLC                                                30.05%
  3. G1 Execution Services, LLC                                             3.27%
  4. BATS BZX Exchange                                                      3.24%
  5. EDGX Exchange, Inc.                                                    3.16%
  6. Two Sigma Securities, LLC                                              2.55%
  7. National Financial Services LLC                                        1.98%
  8. UBS Securities, LLC                                                    1.79%
  9. BATS BYX Exchange                                                      1.41%
 10. Instinet LLC                                                           1.07%
INFORMATION CONCERNING SIGNIFICANT VENUES :
  1. KCG Americas LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  51.30%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  45.59%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  37.89%
  2. Citadel Securities LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  33.69%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  19.15%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  28.42%
  3. G1 Execution Services, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   4.12%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   1.69%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  4. BATS BZX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  14.24%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.53%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    4                                        PAGE    21.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017
  5. EDGX Exchange, Inc.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  13.39%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   2.11%
  6. Two Sigma Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   3.58%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.17%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  7. National Financial Services LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.06%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.51%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   5.79%
  8. UBS Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.30%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   3.56%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.05%
  9. BATS BYX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.95%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.17%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
 10. Instinet LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.52%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    5                                        PAGE    22.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017

SECURITIES LISTED ON THE NYSE MKT LLC OR REGIONAL EXCHANGES
SUMMARY STATISTICS :
 NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS               100.00%
 MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                  83.13%
 LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   14.90%

 OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                    1.97%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
  1. KCG Americas LLC                                                      47.79%
  2. Citadel Securities LLC                                                35.71%
  3. G1 Execution Services, LLC                                             4.04%
  4. Two Sigma Securities, LLC                                              3.30%
  5. Instinet LLC                                                           2.18%
  6. UBS Securities, LLC                                                    2.13%
  7. BATS BZX Exchange                                                      1.38%
  8. BATS BYX Exchange                                                      1.17%
  9. National Financial Services LLC                                        0.96%
 10. EDGX Exchange, Inc.                                                    0.85%
INFORMATION CONCERNING SIGNIFICANT VENUES :
  1. KCG Americas LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  45.84%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  62.86%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  16.22%
  2. Citadel Securities LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  38.92%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  14.64%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  59.46%
  3. G1 Execution Services, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   4.67%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   1.07%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  4. Two Sigma Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   3.84%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.71%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    6                                        PAGE    23.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017
  5. Instinet LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.62%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  6. UBS Securities, LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.41%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   4.29%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  16.22%
  7. BATS BZX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   9.29%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  8. BATS BYX Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.41%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  9. National Financial Services LLC
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.15%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
 10. EDGX Exchange, Inc.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   5.71%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    7                                        PAGE    24.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017

EXCHANGE - LISTED OPTIONS
SUMMARY STATISTICS :
 NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS               100.00%
 MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                  29.86%
 LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   60.34%

 OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                    9.80%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
  1. NASDAQ Options Market                                                 23.33%
  2. The Chicago Board Options Exchange                                    17.57%
  3. NASDAQ PHLX Options                                                   17.26%
  4. The MIAX Options Exchange                                             12.60%
  5. ISE Gemini Options Exchange                                           10.89%
  6. BOX Option Exchange                                                    7.93%
  7. NYSE Amex Options                                                      3.11%
  8. NYSE Arca Options                                                      2.02%
  9. BZX Options Exchange, Inc.                                             2.02%
 10. C2 Options Exchange                                                    1.09%
INFORMATION CONCERNING SIGNIFICANT VENUES :
  1. NASDAQ Options Market
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.04%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  38.14%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  2. The Chicago Board Options Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  27.08%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  10.05%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  34.92%
  3. NASDAQ PHLX Options
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  25.52%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   9.28%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                  41.27%
  4. The MIAX Options Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  24.48%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   8.76%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000KJ0KJ   SUPER=0KJ   BRANCH=0KJ   DISTCODE=YY
0KJ                                                                 PAGE :    8                                        PAGE    25.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING MARCH 31,2017
  5. ISE Gemini Options Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.04%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  15.98%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   9.52%
  6. BOX Option Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   9.38%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   8.25%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.59%
  7. NYSE Amex Options
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   6.25%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   1.29%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   4.76%
  8. NYSE Arca Options
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   3.09%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.59%
  9. BZX Options Exchange, Inc.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.52%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   3.09%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
 10. C2 Options Exchange
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.08%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.52%

       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   1.59%
*END OF DATA*